FINANCIAL INDUSTRY REGULATORY AUTHORITY INC Charity Report

Public IRS 990 nonprofit record

FINANCIAL INDUSTRY REGULATORY AUTHORITY INC

EIN 53-0088710 · Professional Athletic Leagues (N80)

What they do

FINRAs Mission is to Protect Investors and Safeguard The Integrity of Our Vibrant Capital Markets to Ensure That Everyone Can Invest With Confidence.

Before you give

Should I give to this charity?

Easy charity check

We do not have enough spending detail

Basic public information is available, but it is not enough to judge how well donations are used. Ask the charity for a current spending breakdown and results.

Plain answer: A tax form cannot prove that a charity is doing good. It can show how the charity says it spent its money—and point out questions you should ask.

Basic facts we verified

IRS warning checkNo IRS revocation warning appears in this data.

Money report from 2024The charity has a recent tax report to read.

They explain their jobThe charity tells us what it is trying to do.

They name their leaders45 people are listed in the latest report.

You can reach themThey list contact information, so you can ask questions.

Money made simple

$116.62spent for every $100 of revenueSpending was higher than revenue this year.

$1.02in assets for every $1 spent this yearSome assets cannot be spent right away.

Ask these three easy questions

Who did you help? Ask for a recent story or report that shows real results.
What will my money do? Ask exactly what your gift will pay for.
Is this really the charity? Give only through its official website or confirmed phone number.

Worth asking: Expenses exceeded revenue by $433,426,726 this year. Ask whether that was planned or caused by a one-time event.

Pay context: The highest compensation shown in this filing is $4,102,800 for ROBERT W COOK (PRESIDENT & CEO). Compare pay with organizations of similar size and complexity.

Bottom line: Do not decide from a name, mission statement, or tax status alone. Look at where the money went, then ask what changed, who was helped, and what your gift will do. YouCanGiveBack does not endorse or grade organizations.

Money

Financial picture

Tax year 2024

A plain-language look at the latest Form 990 figures available. These numbers help you ask better questions; they do not, by themselves, rate whether a charity is good or bad.

Money in and money out

Revenue$2,607,503,080

Expenses$3,040,929,806

Annual shortfall $433,426,726 Expenses were higher than revenue for this filing year.

See all reported dollar amounts

Revenue$2,607,503,080

Expenses$3,040,929,806

Assets$3,101,319,446

Income$3,466,202,902

Stocks and bonds$1,240,360,622

Accounting fees$1,486,709

Investing fees$4,842,442

People

Leadership and board

Tax year 2024

Names, titles, time, and compensation below are reported by the organization on its Form 990.

People reported as paid

Person and titleCompensation

ROBERT W COOKPRESIDENT & CEO · 60 hrs/week $4,102,800Base $3,472,973 · Other $629,827

TODD T DIGANCIEXECUTIVE VICE PRESIDENT & CFAO · 60 hrs/week $2,370,508Base $1,739,416 · Other $631,092

STEVEN J RANDICHEXECUTIVE VICE PRESIDENT & CIO · 60 hrs/week $2,300,340Base $1,963,213 · Other $337,127

GREGORY RUPPERTEXECUTIVE VICE PRESIDENT · 60 hrs/week $1,681,769Base $1,467,716 · Other $214,053

ROBERT L D COLBYEVP AND CHIEF LEGAL OFFICER · 60 hrs/week $1,524,356Base $1,461,686 · Other $62,670

NATHANIEL STANKARDEXECUTIVE VICE PRESIDENT · 60 hrs/week $1,268,358Base $1,182,738 · Other $85,620

STEPHANIE DUMONTEXECUTIVE VICE PRESIDENT · 60 hrs/week $1,265,880Base $1,109,862 · Other $156,018

RAINIA L WASHINGTONEXECUTIVE VICE PRESIDENT · 60 hrs/week $1,194,677Base $996,061 · Other $198,616

JON KROEPEREXECUTIVE VICE PRESIDENT $1,184,643Base $1,071,446 · Other $113,197

RICHARD W BERRYEXECUTIVE VICE PRESIDENT · 60 hrs/week $1,147,271Base $1,079,799 · Other $67,472

MARCIA E ASQUITHEVP BOARD & EXTERNAL RELATIONS · 60 hrs/week $1,134,908Base $994,058 · Other $140,850

JONATHAN S SOKOBINEXECUTIVE VICE PRESIDENT · 60 hrs/week $1,132,530Base $1,024,187 · Other $108,343

Compensation alone does not tell whether pay is reasonable. Consider the charity’s size, work, location, and results.

See everyone listed on the board or leadership roster (45)

ROBERT W COOKPRESIDENT & CEO

TODD T DIGANCIEXECUTIVE VICE PRESIDENT & CFAO

STEVEN J RANDICHEXECUTIVE VICE PRESIDENT & CIO

GREGORY RUPPERTEXECUTIVE VICE PRESIDENT

ROBERT L D COLBYEVP AND CHIEF LEGAL OFFICER

NATHANIEL STANKARDEXECUTIVE VICE PRESIDENT

STEPHANIE DUMONTEXECUTIVE VICE PRESIDENT

RAINIA L WASHINGTONEXECUTIVE VICE PRESIDENT

JON KROEPEREXECUTIVE VICE PRESIDENT

RICHARD W BERRYEXECUTIVE VICE PRESIDENT

MARCIA E ASQUITHEVP BOARD & EXTERNAL RELATIONS

JONATHAN S SOKOBINEXECUTIVE VICE PRESIDENT

WILLIAM ST LOUISEXECUTIVE VICE PRESIDENT

TIGRAN KHRIMIANSENIOR VICE PRESIDENT

GENE G DEMAIOSENIOR VICE PRESIDENT

OMER MEISELEXECUTIVE VICE PRESIDENT

JEFFREY KALINOWSKISENIOR VICE PRESIDENT

ERIC W NOLLCHAIRPERSON

MAUREEN JENSENBOARD MEMBER

CAMILLE M BUSETTEBOARD MEMBER

DERRICK ROMANBOARD MEMBER

GUS SAUTERBOARD MEMBER

SCOTT CURTISBOARD MEMBER

WENDY LANTONBOARD MEMBER

SAMIR M DESHPANDEBOARD MEMBER

PEGGY HOBOARD MEMBER

LINDE MURPHYBOARD MEMBER

FABIOLA ARREDONDOBOARD MEMBER

MOIRA A KILCOYNEBOARD MEMBER

DEBORAH BAILEYBOARD MEMBER

LANCE F DRUMMONDBOARD MEMBER - THRU 9/11/24

TIMOTHY C SCHEVEBOARD MEMBER - THRU 9/11/24

JOHN B EHNESBOARD MEMBER - THRU 9/11/24

PAIGE W PIERCEBOARD MEMBER - THRU 9/11/24

LISA FAIRFAXBOARD MEMBER - THRU 4/5/24

JOHN VACCAROBOARD MEMBER - AS OF 9/11/24

JENNIFER SZAROBOARD MEMBER - AS OF 9/11/24

ERIK SIRRIBOARD MEMBER - AS OF 11/8/24

ETHIOPIS TAFARABOARD MEMBER

JAMES T CROWLEYBOARD MEMBER

CYRUS AMIR-MOKRIBOARD MEMBER - AS OF 9/13/24

ERIC SCHIMPFBOARD MEMBER - AS OF 9/17/24

PENNY PENNINGTONBOARD MEMBER

NAUREEN HASSANBOARD MEMBER - THRU 9/11/24

MORTIMER J BUCKLEYBOARD MEMBER - THRU 7/8/24

About this charity

Recognized since: January 1937
Location: 9509 KEY WEST AVENUE, ROCKVILLE, MD 20850-0000
County: Montgomery
In care of: ROBERT W COOK
Primary officer: ROBERT W COOK, PRESIDENT AND CEO

How to reach them

WebsiteVisit the charity’s website Phone(202) 728-8949

Filing and classification

Latest tax year: 2024
Tax period began: January 1, 2024
Return type: 990
Tax preparer: ERNST & YOUNG US LLP
NTEE classification: Professional Athletic Leagues (N80)
IRS tax category: Professional Athletic Leagues